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Umklapp scattering (Read 3546 times)
Gerrit-Jan Linker
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Umklapp scattering
22.10.12 at 13:37:20
 
Umklapp scattering
 
Umklapp scattering (also U-process or Umklapp process) is the transformation, of a wave vector to another Brillouin zone as a result of a scattering process, for example an electron-lattice potential scattering or an anharmonic phonon-phonon (or electron-phonon) scattering process, reflecting an electronic state or creating a phonon with a momentum k-vector outside the first Brillouin zone.  
Umklapp scattering is one process limiting the thermal conductivity in crystalline materials, the others being phonon scattering on crystal defects and at the surface of the sample.
 
The scattering process of two incoming phonons with wave-vectors (k-vectors) k1 and k2 (red) creates one outgoing phonon with a wave vector k3 (blue). As long as the sum of k1 and k2 stay inside the first Brillouin zone (gray squares) k3 is the sum of the former two conserving phonon momentum. This process is called normal scattering (N-process).
With increasing phonon momentum and thus wave vector of k1 and k2 their sum might point outside the Brillouin zone (k'3). K-vectors outside the first Brillouin zone are physically equivalent to vectors inside it and can be mathematically transformed into each other by the addition of a reciprocal lattice vector G. These processes are called Umklapp scattering and change the total phonon momentum.
 
Source:
http://en.wikipedia.org/wiki/Umklapp_scattering
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Gerrit-Jan Linker
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